Jonathan Kramer

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Plata Finance Limited
FRN 718925
- SMF1 Chief Executive (since 11 Oct 2024)
- SMF3 Executive Director (since 11 Oct 2024)
Fluro Capital Limited (no longer approved here)
FRN 930799
- SMF1 Chief Executive (21 May 2021 to 8 Jan 2024)
- SMF3 Executive Director (21 May 2021 to 8 Jan 2024)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF30 Customer (1 Nov 2007 to 3 Mar 2014)
- CF21 Investment Adviser (9 Dec 2002 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.