Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (18 Aug 2019 to 7 Aug 2020)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [FCA CF] Client dealing (15 Nov 2016 to 17 Jan 2022)
    • [FCA CF] Manager of certification employee (15 Nov 2016 to 11 Jan 2022)
    • [PRA CF] Significant risk taker or Material risk taker (1 Jul 2016 to 7 Aug 2017)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.