Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (5)Employed By (24 Nov 2025 to 26 Nov 2025)
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- CF30 Customer (24 Nov 2025 to 26 Nov 2025)
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- [FCA CF] Functions requiring qualifications (28 Aug 2020 to 14 Feb 2021)
- [FCA CF] Client dealing (28 Aug 2020 to 14 Feb 2021)
- Appointed representative dealing with clients for which they require qualification (1 Aug 2020 to 1 Feb 2025)
- CF1 Director (AR) (25 Jun 2020 to 7 Feb 2025)
- CF30 Customer (25 Jun 2020 to 7 Feb 2025)
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- CF30 Customer (1 Nov 2007 to 8 May 2012)
- CF21 Investment Adviser (10 Aug 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (12 Apr 2006 to 10 Aug 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.