Jonathan Kai-Huei Tseng

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

FIL Investments International
FRN 122170
- [FCA CF] Client dealing (since 1 Sep 2021)
- CF30 Customer (15 Jul 2013 to 14 May 2014)
FIL Investment Advisors (UK) Limited
FRN 159360
- [FCA CF] Client dealing (since 1 Sep 2021)
Morgan Stanley & Co. International Plc (no longer approved here)
FRN 165935
- CF21 Investment Adviser (10 Mar 2006 to 25 Jun 2007)
- CF22 Investment Adviser (Trainee) (2 Apr 2004 to 10 Mar 2006)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.