Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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SMBC Bank International plc
FRN 223304
- [FCA CF] Significant management (since 1 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 14 Feb 2022)
- [FCA CF] Material risk taker (since 14 Feb 2022)
- [FCA CF] Manager of certification employee (since 7 Sep 2016)
- [FCA CF] Client dealing (since 7 Sep 2016)
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- [FCA CF] Material risk taker (since 1 May 2024)
- [FCA CF] Significant management (since 1 May 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 1 May 2024)
- [FCA CF] Client dealing (since 16 Jan 2018)
- [FCA CF] Manager of certification employee (since 16 Jan 2018)
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- CF30 Customer (10 Jun 2010 to 12 Aug 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.