Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 1 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 14 Feb 2022)
    • [FCA CF] Material risk taker (since 14 Feb 2022)
    • [FCA CF] Manager of certification employee (since 7 Sep 2016)
    • [FCA CF] Client dealing (since 7 Sep 2016)
    • [FCA CF] Material risk taker (since 1 May 2024)
    • [FCA CF] Significant management (since 1 May 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 May 2024)
    • [FCA CF] Client dealing (since 16 Jan 2018)
    • [FCA CF] Manager of certification employee (since 16 Jan 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Jun 2010 to 12 Aug 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.