Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 14 Jun 2023)
    • [FCA CF] Client dealing (since 1 Jul 2019)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (8 Nov 2016 to 30 Jun 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (12 Dec 2006 to 31 Oct 2007)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (8 Nov 2016 to 30 Jun 2019)
    • CF30 Customer (8 Nov 2010 to 22 May 2012)

Recent activity

Updates to this individual's record on the FCA register.

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