Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Material risk taker (since 20 Dec 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 20 Dec 2022)
- [FCA CF] Client dealing (since 27 Oct 2022)
-
Citibank, N.A.
FRN 124704
- [PRA CF] Significant risk taker or Material risk taker (since 20 Dec 2022)
- [FCA CF] Material risk taker (since 20 Dec 2022)
- [FCA CF] Client dealing (since 27 Oct 2022)
-
- [PRA CF] Significant risk taker or Material risk taker (20 Dec 2022 to 30 Jan 2024)
- [FCA CF] Material risk taker (20 Dec 2022 to 30 Jan 2024)
- [FCA CF] Client dealing (27 Oct 2022 to 30 Jan 2024)
-
- [FCA CF] Manager of certification employee (15 Oct 2021 to 30 Apr 2022)
- [FCA CF] Client dealing (13 Jun 2017 to 30 Apr 2022)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (8 Mar 2007 to 17 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.