Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 20 Dec 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 20 Dec 2022)
    • [FCA CF] Client dealing (since 27 Oct 2022)
  • Citibank, N.A.

    FRN 124704

    • [PRA CF] Significant risk taker or Material risk taker (since 20 Dec 2022)
    • [FCA CF] Material risk taker (since 20 Dec 2022)
    • [FCA CF] Client dealing (since 27 Oct 2022)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2022 to 30 Jan 2024)
    • [FCA CF] Material risk taker (20 Dec 2022 to 30 Jan 2024)
    • [FCA CF] Client dealing (27 Oct 2022 to 30 Jan 2024)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • [FCA CF] Manager of certification employee (15 Oct 2021 to 30 Apr 2022)
    • [FCA CF] Client dealing (13 Jun 2017 to 30 Apr 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (8 Mar 2007 to 17 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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