Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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The On-Line Partnership Limited
FRN 192638
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- Director of firm who is not a certification employee or a SMF manager (since 20 Feb 2020)
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 25 Jun 2019)
- CF30 Customer (since 8 Sep 2014)
- CF30 Customer (27 Mar 2012 to 14 Feb 2014)
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David Burnell Financial Services Limited
FRN 222302
- Employed By (since 13 Jun 2019)
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- (27)Employed By (14 Feb 2011 to 30 Sep 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 27 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Alexander Calder Financial Ltd
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controlled function added: (27)Employed By at Alexander Calder Financial Ltd