Jonathan James Miller

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF30 Customer (since 22 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
    • [FCA CF] Client dealing (since 26 Feb 2024)
    • CF1 Director (AR) (22 Apr 2024 to 1 Apr 2026)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (19 May 2022 to 21 Dec 2023)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 21 Dec 2023)
    • CF30 Customer (6 Jan 2010 to 21 Dec 2023)
    • CF4 Partner (AR) (23 May 2008 to 2 Jul 2014)
    • CF21 Investment Adviser (1 Jun 2005 to 7 Jun 2005)
  • Miller Mercer Colson Financial Planning (no longer approved here)

    FRN 221091

    • (7)Employed By (23 May 2008 to 21 Dec 2023)
  • Zurich Introducer Network Ltd (no longer approved here)

    FRN 207639

    • Employed By (28 Feb 2005 to 7 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.