Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF4 Partner (AR) (since 30 Jul 2012)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (15 May 2007 to 28 Aug 2007)
    • (2)Employed By (since 15 May 2007)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF21 Investment Adviser (19 Apr 2004 to 1 Jun 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2003 to 19 Apr 2004)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF21 Investment Adviser (19 Apr 2004 to 1 Jun 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2003 to 19 Apr 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 22 Nov 2002)

Recent activity

Updates to this individual's record on the FCA register.

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