Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 15 Jun 2023)
    • CF30 Customer (since 22 May 2023)
    • (4)Employed By (since 22 May 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (18 Feb 2022 to 30 Nov 2022)
    • CF30 Customer (30 Dec 2021 to 28 Nov 2022)
  • LBWM Limited (no longer approved here)

    FRN 600887

    • Employed By (30 Dec 2021 to 28 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.