Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 12 May 2020)
    • [FCA CF] Client dealing (since 12 May 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (9 Aug 2019 to 2 Jun 2020)
    • CF30 Customer (6 Jun 2008 to 2 Jun 2020)
  • The Mortgage Selection Bureau Ltd (no longer approved here)

    FRN 441028

    • Employed By (6 Jun 2008 to 2 Jun 2020)
    • CF21 Investment Adviser (7 May 2004 to 21 Feb 2006)
    • CF22 Investment Adviser (Trainee) (4 Aug 2003 to 7 May 2004)
  • N.F.U. Mutual Unit Managers Limited (no longer approved here)

    FRN 121922

    • CF21 Investment Adviser (7 May 2004 to 21 Feb 2006)
    • CF22 Investment Adviser (Trainee) (4 Aug 2003 to 7 May 2004)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (1 Feb 2002 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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