Jonathan Iain Curry

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Global Asset Management (UK) Limited

    FRN 122335

    • SMF3 Executive Director (since 17 May 2024)
    • SMF18 Other Overall Responsibility (15 Feb 2023 to 16 May 2024)
    • [FCA CF] Manager of certification employee (7 Apr 2022 to 15 Feb 2023)
    • [PRA CF] Managing a material risk taker (16 Sep 2021 to 12 Feb 2022)
    • [FCA CF] Client dealing (16 Jun 2020 to 19 Jan 2022)
    • [FCA CF] Material risk taker (16 Jun 2020 to 7 Aug 2020)
    • CF30 Customer (3 May 2013 to 26 Sep 2016)
  • HSBC Alternative Investments Limited (no longer approved here)

    FRN 170423

    • [FCA CF] Manager of certification employee (7 Apr 2022 to 10 Oct 2022)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (17 Jan 2022 to 12 Feb 2022)
    • [PRA CF] Significant risk taker or Material risk taker (19 Aug 2020 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (16 Jun 2020 to 17 Jun 2020)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (20 Oct 2021 to 15 Nov 2021)
    • [PRA CF] Significant risk taker or Material risk taker (19 Aug 2020 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (16 Jun 2020 to 17 Jun 2020)
  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • CF29 Significant management (5 Aug 2008 to 3 Dec 2009)
    • CF30 Customer (1 Nov 2007 to 3 Dec 2009)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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