Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2018)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF30 Customer (1 Nov 2007 to 6 Apr 2010)
    • CF21 Investment Adviser (30 Jun 2006 to 31 Oct 2007)
    • CF27 Investment Management (30 Jun 2006 to 31 Oct 2007)
  • Rathbones Investment Management Limited (no longer approved here)

    FRN 116316

    • CF21 Investment Adviser (1 Dec 2001 to 18 May 2005)
    • CF27 Investment Management (1 Dec 2001 to 18 May 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.