Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HK Financial Advice Service Ltd (no longer approved here)

    FRN 440977

    • Employed By (25 Oct 2005 to 28 Nov 2007)
  • Ward Goodman Financial Services Ltd (no longer approved here)

    FRN 221867

    • Responsible for Insurance Mediation (14 Jan 2005 to 2 Oct 2007)
    • CF1 Director (AR) (12 Aug 2003 to 2 Oct 2007)
    • CF8 Apportionment and Oversight (31 Mar 2003 to 2 Oct 2007)
    • CF11 Money Laundering Reporting (31 Mar 2003 to 2 Oct 2007)
    • CF1 Director (31 Mar 2003 to 31 Mar 2008)
  • TFS Financial Services Limited (no longer approved here)

    FRN 227497

    • Employed By (12 Aug 2003 to 29 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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