Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 10 Nov 2023)
    • [FCA CF] Client dealing (since 30 Mar 2023)
    • Appointed representative dealing with clients for which they require qualification (since 30 Mar 2023)
    • CF30 Customer (since 3 Mar 2023)
    • (1)Employed By (since 10 Nov 2023)
  • Mint Wealth Ltd (no longer approved here)

    FRN 980438

    • (1)Employed By (3 Mar 2023 to 5 Dec 2023)
  • First Complete Limited (no longer approved here)

    FRN 435779

    • Appointed representative dealing with clients for which they require qualification (13 May 2020 to 18 Jan 2024)
  • Spectrum Wealth Management Ltd (no longer approved here)

    FRN 771506

    • CF30 Customer (17 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.