Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 10 Nov 2023)
- [FCA CF] Client dealing (since 30 Mar 2023)
- Appointed representative dealing with clients for which they require qualification (since 30 Mar 2023)
- CF30 Customer (since 3 Mar 2023)
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Milestone Financial Ltd
FRN 1004572
- (1)Employed By (since 10 Nov 2023)
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- (1)Employed By (3 Mar 2023 to 5 Dec 2023)
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- Appointed representative dealing with clients for which they require qualification (13 May 2020 to 18 Jan 2024)
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- CF30 Customer (17 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.