Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 24 Jun 2024)
    • CF30 Customer (since 23 Jun 2024)
    • Employed By (since 23 Jun 2024)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (17 Oct 2023 to 18 Oct 2023)
  • ARDENT WEALTH LIMITED (no longer approved here)

    FRN 939406

    • (2)Employed By (17 Oct 2023 to 18 Oct 2023)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2021)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at ARDENT WEALTH LIMITED

  2. controlled function added: (2)Employed By at ARDENT WEALTH LIMITED