Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Best Practice IFA Group Limited
FRN 223112
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 24 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (since 24 Jun 2024)
- CF30 Customer (since 23 Jun 2024)
-
Benchmark Financial Planning Limited
FRN 227247
- Employed By (since 23 Jun 2024)
-
- CF30 Customer (17 Oct 2023 to 18 Oct 2023)
-
- (2)Employed By (17 Oct 2023 to 18 Oct 2023)
-
- [FCA CF] Manager of certification employee (7 Mar 2016 to 30 Nov 2021)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at ARDENT WEALTH LIMITED
-
controlled function added: (2)Employed By at ARDENT WEALTH LIMITED