Jonathan Harvey Stubbs

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brooks Macdonald Asset Management Limited

    FRN 184918

    • [FCA CF] Material risk taker (since 1 May 2025)
  • LIFT-Advice Ltd (no longer approved here)

    FRN 623947

    • SMF3 Executive Director (13 May 2025 to 16 Feb 2026)
    • [FCA CF] Manager of certification employee (4 Jan 2020 to 29 Sep 2025)
  • LIFT-Financial Ltd (no longer approved here)

    FRN 471394

    • SMF3 Executive Director (19 Jun 2023 to 16 Feb 2026)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 31 Aug 2023)
  • LIFT-Invest Limited (no longer approved here)

    FRN 758465

    • SMF3 Executive Director (19 Jun 2023 to 16 Feb 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (15 Feb 2016 to 17 Jul 2017)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF22 Investment Adviser (Trainee) (13 Feb 2003 to 29 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.