Jonathan Harding

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Material risk taker (since 22 Feb 2019)
    • [PRA CF] Significant risk taker or Material risk taker (since 22 Feb 2019)
    • [FCA CF] Manager of certification employee (9 Oct 2017 to 22 Jul 2025)
    • [FCA CF] Client dealing (9 Oct 2017 to 22 Jul 2025)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (9 Oct 2013 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (8 Jun 2011 to 10 Jul 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 17 Mar 2011)
    • CF21 Investment Adviser (15 Mar 2005 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 9 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.