Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2024)
    • CF30 Customer (3 Dec 2019 to 8 Dec 2019)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF30 Customer (13 Nov 2012 to 2 Sep 2019)
  • GHC CAPITAL MARKETS LTD. (no longer approved here)

    FRN 152998

    • CF21 Investment Adviser (1 Dec 2001 to 12 Feb 2003)
    • CF27 Investment Management (1 Dec 2001 to 12 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.