Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (17 Mar 2020 to 28 Sep 2021)
- CF1 Director (8 Oct 2003 to 13 Aug 2010)
- CF10 Compliance Oversight (8 Oct 2003 to 24 Sep 2007)
- CF11 Money Laundering Reporting (8 Oct 2003 to 24 Sep 2007)
- CF3 Chief Executive (8 Oct 2003 to 1 Oct 2009)
- CF8 Apportionment and Oversight (8 Oct 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.