Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CTC LONDON LIMITED (no longer approved here)

    FRN 225747

    • SMF3 Executive Director (17 Mar 2020 to 28 Sep 2021)
    • CF1 Director (8 Oct 2003 to 13 Aug 2010)
    • CF10 Compliance Oversight (8 Oct 2003 to 24 Sep 2007)
    • CF11 Money Laundering Reporting (8 Oct 2003 to 24 Sep 2007)
    • CF3 Chief Executive (8 Oct 2003 to 1 Oct 2009)
    • CF8 Apportionment and Oversight (8 Oct 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.