Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
    • [FCA CF] Client dealing (since 25 Mar 2026)
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Aug 2020)
    • [FCA CF] Client dealing (since 21 Aug 2020)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF30 Customer (1 Nov 2007 to 24 Aug 2012)
    • CF21 Investment Adviser (20 Mar 2006 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (20 Mar 2006 to 31 Jan 2007)
  • Inter County Insurance Services (no longer approved here)

    FRN 184404

    • (8)Employed By (20 Aug 2001 to 20 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.