Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
JULIAN HARRIS ADVISER NETWORK LIMITED
FRN 304155
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 9A. Advising on P2P agreements
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 25 Mar 2026)
- [FCA CF] Client dealing (since 25 Mar 2026)
-
Julian Harris Financial Consultants
FRN 153566
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 9A. Advising on P2P agreements
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 21 Aug 2020)
- [FCA CF] Client dealing (since 21 Aug 2020)
-
- CF30 Customer (1 Nov 2007 to 24 Aug 2012)
- CF21 Investment Adviser (20 Mar 2006 to 31 Oct 2007)
- CF7 Sole Trader (AR) (20 Mar 2006 to 31 Jan 2007)
-
- (8)Employed By (20 Aug 2001 to 20 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.