Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Redmayne-Bentley LLP (no longer approved here)

    FRN 499510

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Nov 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2021)
    • CF30 Customer (28 Jan 2013 to 8 Dec 2019)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • CF30 Customer (1 Nov 2007 to 17 Dec 2012)
    • CF21 Investment Adviser (21 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.