Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
- [FCA CF] Client dealing (since 23 Mar 2023)
- [FCA CF] Manager of certification employee (17 Jan 2024 to 24 Mar 2025)
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HSBC UK Bank Plc
FRN 765112
- [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
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- [FCA CF] Client dealing (3 Sep 2018 to 18 Jan 2019)
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- CF30 Customer (30 Nov 2015 to 6 Mar 2016)
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- CF30 Customer (10 Oct 2012 to 3 Dec 2013)
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- CF30 Customer (11 May 2009 to 15 Aug 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.