Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
    • [FCA CF] Client dealing (since 23 Mar 2023)
    • [FCA CF] Manager of certification employee (17 Jan 2024 to 24 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 15 Apr 2025)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • [FCA CF] Client dealing (3 Sep 2018 to 18 Jan 2019)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF30 Customer (30 Nov 2015 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (10 Oct 2012 to 3 Dec 2013)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF30 Customer (11 May 2009 to 15 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.