Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (20 Sep 2021 to 1 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (16 Sep 2021 to 31 Dec 2024)
- [FCA CF] Client dealing (16 Sep 2021 to 31 Dec 2024)
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- Employed By (2 Sep 2016 to 1 Jan 2025)
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- CF30 Customer (1 Nov 2007 to 2 Sep 2016)
- CF1 Director (3 Jul 2007 to 27 Jan 2017)
- CF4 Partner (AR) (3 Jul 2007 to 27 Jan 2017)
- CF24 Pension Transfer Specialist (8 Mar 2005 to 31 Oct 2007)
- CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (20 Apr 2004 to 29 Dec 2004)
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- (6)Employed By (1 Jul 2007 to 2 Sep 2016)
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- Employed By (23 Jun 2006 to 1 Jan 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.