Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Attivo Financial Limited (no longer approved here)

    FRN 497130

    • CF30 Customer (20 Sep 2021 to 1 Jan 2025)
    • Appointed representative dealing with clients for which they require qualification (20 Sep 2021 to 31 Dec 2024)
    • [FCA CF] Functions requiring qualifications (16 Sep 2021 to 31 Dec 2024)
    • [FCA CF] Client dealing (16 Sep 2021 to 31 Dec 2024)
  • Tempus Financial Planning Limited (no longer approved here)

    FRN 746703

    • Employed By (2 Sep 2016 to 1 Jan 2025)
  • ADVISER BUSINESS SOLUTIONS LIMITED (no longer approved here)

    FRN 190181

    • CF30 Customer (1 Nov 2007 to 2 Sep 2016)
    • CF1 Director (3 Jul 2007 to 27 Jan 2017)
    • CF4 Partner (AR) (3 Jul 2007 to 27 Jan 2017)
    • CF24 Pension Transfer Specialist (8 Mar 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (29 Dec 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (20 Apr 2004 to 29 Dec 2004)
  • DMJ Associates (no longer approved here)

    FRN 468860

    • (6)Employed By (1 Jul 2007 to 2 Sep 2016)
  • Biscoes Financial Solutions Ltd (no longer approved here)

    FRN 453346

    • Employed By (23 Jun 2006 to 1 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

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