Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • [FCA CF] Client dealing (7 Mar 2017 to 9 May 2023)
    • [FCA CF] Material risk taker (7 Mar 2017 to 9 May 2023)
    • CF30 Customer (24 Feb 2015 to 6 Mar 2016)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 9 May 2023)
    • [FCA CF] Client dealing (7 Mar 2017 to 9 May 2023)
    • CF30 Customer (24 Feb 2015 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (20 Sep 2011 to 17 Jun 2014)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (20 Oct 2008 to 16 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.