Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 23 Feb 2018)
    • CF30 Customer (1 Nov 2007 to 9 Sep 2013)
    • CF21 Investment Adviser (5 Jun 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (27 Apr 2006 to 5 Jun 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.