Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Queen Street Finance Ltd
FRN 149145
- CF30 Customer (since 12 May 2023)
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Austin Capital Limited
FRN 988193
- (2)Employed By (since 12 May 2023)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Dec 2020)
- CF1 Director (AR) (18 Oct 2017 to 21 Dec 2020)
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- CF1 Director (AR) (9 Jun 2017 to 21 Dec 2020)
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- (2)Employed By (9 Jun 2017 to 21 Dec 2020)
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- CF30 Customer (1 Nov 2007 to 15 Jul 2008)
- CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Austin Capital Limited
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controlled function added: (2)Employed By at Austin Capital Limited