Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2022)
- CF30 Customer (4 Jul 2016 to 8 Dec 2019)
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- CF30 Customer (22 Aug 2011 to 23 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 18 Jul 2008)
- CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (21 Sep 2005 to 9 Jul 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.