Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • State Street Global Advisors Limited (no longer approved here)

    FRN 146665

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Dec 2022)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Aug 2011 to 23 Sep 2011)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 18 Jul 2008)
    • CF21 Investment Adviser (9 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 9 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.