Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Walford and Phelps
FRN 480909
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jul 2022)
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- Responsibility for MCD Intermediation (since 26 Jul 2016)
- [FCA CF] Client dealing (5 Oct 2020 to 15 Jul 2021)
- CF4 Partner (6 Jun 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.