Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J.P. Morgan Markets Limited
FRN 114031
- SMF3 Executive Director (since 1 Apr 2020)
- SMF1 Chief Executive (since 1 Apr 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2020)
- CF30 Customer (29 Sep 2011 to 8 Dec 2019)
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J.P. Morgan Securities plc
FRN 155240
- SMF6 Head of Key Business Areas (since 16 Dec 2019)
- SMF18 Other Overall Responsibility (16 Jun 2017 to 16 Dec 2019)
- CF29 Significant management (15 Jul 2013 to 6 Mar 2016)
- CF30 Customer (29 Sep 2011 to 6 Mar 2016)
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JPMorgan Chase Bank, National Association
FRN 124491
- SMF22 Other Local Responsibility (since 16 Jun 2017)
- CF29 Significant management (15 Jul 2013 to 6 Mar 2016)
- CF30 Customer (29 Sep 2011 to 6 Mar 2016)
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- [FCA CF] Manager of certification employee (18 Mar 2020 to 22 Jan 2022)
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- CF30 Customer (1 Nov 2007 to 21 Sep 2011)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.