Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 1 Apr 2020)
    • SMF1 Chief Executive (since 1 Apr 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2020)
    • CF30 Customer (29 Sep 2011 to 8 Dec 2019)
    • SMF6 Head of Key Business Areas (since 16 Dec 2019)
    • SMF18 Other Overall Responsibility (16 Jun 2017 to 16 Dec 2019)
    • CF29 Significant management (15 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (29 Sep 2011 to 6 Mar 2016)
    • SMF22 Other Local Responsibility (since 16 Jun 2017)
    • CF29 Significant management (15 Jul 2013 to 6 Mar 2016)
    • CF30 Customer (29 Sep 2011 to 6 Mar 2016)
  • J.P. Morgan SE (no longer approved here)

    FRN 755066

    • [FCA CF] Manager of certification employee (18 Mar 2020 to 22 Jan 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (1 Nov 2007 to 21 Sep 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.