Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (16 Jul 2020 to 12 Oct 2020)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2015)
- CF21 Investment Adviser (5 Sep 2006 to 31 Oct 2007)
- CF1 Director (AR) (5 Sep 2006 to 30 Nov 2015)
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- Employed By (5 Sep 2006 to 30 Nov 2015)
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- CF21 Investment Adviser (15 Feb 2006 to 6 Jun 2006)
- CF22 Investment Adviser (Trainee) (20 Apr 2005 to 15 Feb 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.