Jonathan Dunn

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd

    FRN 186419

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (13 Jan 2005 to 31 Oct 2007)
  • Sterling Independent Financial Advisers Ltd (414) (no longer approved here)

    FRN 195718

    • Employed By (14 Jun 2002 to 5 Dec 2004)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF21 Investment Adviser (1 Dec 2001 to 2 Jul 2002)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 2 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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