Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Foster Denovo Limited
FRN 462728
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- [FCA CF] Functions requiring qualifications (since 11 Aug 2025)
- [FCA CF] Client dealing (since 11 Aug 2025)
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KELVIN SMITH FINANCIAL PLANNING LTD.
FRN 707389
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 5 May 2021)
- [FCA CF] Client dealing (5 May 2021 to 1 Aug 2025)
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- CF30 Customer (16 Mar 2015 to 8 Dec 2019)
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- CF30 Customer (9 Sep 2011 to 5 Jan 2012)
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- CF30 Customer (10 Mar 2009 to 16 Nov 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.