Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Feb 2024)
    • CF30 Customer (26 Mar 2018 to 8 Dec 2019)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF30 Customer (20 Dec 2010 to 16 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.