Jonathan David Retter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 12 Jun 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 12 Jun 2025)
    • [FCA CF] Client dealing (since 14 Dec 2017)
    • [FCA CF] Manager of certification employee (since 14 Dec 2017)
  • Panmure Liberum Limited (no longer approved here)

    FRN 403721

    • CF23 Corporate Finance Adviser (15 Jun 2005 to 4 Mar 2006)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (1 Dec 2001 to 3 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.