Jonathan David Prout

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHETWOOD INVESTMENT MANAGEMENT LIMITED

    FRN 835233

    • 14. Managing investments
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2026)
    • [FCA CF] Client dealing (since 3 Mar 2026)
    • SMF3 Executive Director (1 Aug 2023 to 16 Feb 2026)
  • TPIO Limited (no longer approved here)

    FRN 835577

    • [FCA CF] Significant management (9 Dec 2019 to 26 Jul 2023)
    • CF30 Customer (25 Oct 2019 to 8 Dec 2019)
  • AK Jensen Limited (no longer approved here)

    FRN 439744

    • CF30 Customer (24 Oct 2017 to 7 Dec 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Feb 2011 to 28 Dec 2012)
    • CF21 Investment Adviser (26 Jun 2006 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (21 Mar 2003 to 11 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

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