Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF29 Limited scope function (limited scope SMCR firms only) (since 25 Nov 2025)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF21 Investment Adviser (17 Dec 2002 to 27 Dec 2002)
    • CF23 Corporate Finance Adviser (1 Dec 2001 to 17 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.