Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 27 Jan 2026)
- CF30 Customer (since 17 Jan 2026)
- Appointed representative dealing with clients for which they require qualification (3 Feb 2022 to 13 Jan 2025)
- CF30 Customer (22 Dec 2021 to 13 Jan 2025)
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Latitude Wealth Management (Scotland) Ltd
FRN 931942
- Employed By (since 17 Jan 2026)
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- [FCA CF] Functions requiring qualifications (2 May 2025 to 14 Nov 2025)
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- (4)Employed By (22 Dec 2021 to 13 Jan 2025)
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- Appointed representative dealing with clients for which they require qualification (28 Sep 2020 to 19 Jul 2021)
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.