Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 27 Jan 2026)
    • CF30 Customer (since 17 Jan 2026)
    • Appointed representative dealing with clients for which they require qualification (3 Feb 2022 to 13 Jan 2025)
    • CF30 Customer (22 Dec 2021 to 13 Jan 2025)
    • Employed By (since 17 Jan 2026)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Functions requiring qualifications (2 May 2025 to 14 Nov 2025)
  • Gary Walker Wealth Management Limited (no longer approved here)

    FRN 400929

    • (4)Employed By (22 Dec 2021 to 13 Jan 2025)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (28 Sep 2020 to 19 Jul 2021)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2020)

Recent activity

Updates to this individual's record on the FCA register.

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