Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management Limited
FRN 466684
- 14. Managing investments
- [FCA CF] Functions requiring qualifications (since 18 Sep 2025)
- [FCA CF] Client dealing (since 2 Sep 2023)
- [FCA CF] Client dealing (7 Oct 2022 to 1 Sep 2023)
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LGT Wealth Management UK LLP
FRN 471048
- [FCA CF] Client dealing (since 1 Feb 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2022)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
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- [FCA CF] Material risk taker (9 Dec 2019 to 1 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2022)
- CF30 Customer (4 Apr 2018 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.