Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (11 Apr 2018 to 8 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Jan 2019)
    • CF30 Customer (2 Sep 2013 to 13 Mar 2014)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Client dealing (8 Dec 2016 to 8 Jan 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 8 Jan 2019)
    • CF30 Customer (2 Sep 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.