Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Managing a material risk taker (13 Apr 2022 to 22 Jan 2026)
    • [FCA CF] Manager of certification employee (7 Mar 2022 to 25 Nov 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 25 Nov 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (14 Apr 2020 to 16 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2017 to 25 Nov 2025)
    • [FCA CF] Manager of certification employee (13 Jan 2017 to 9 Feb 2022)
    • [FCA CF] Client dealing (6 Oct 2016 to 25 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF21 Investment Adviser (9 Jul 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.