Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CHASE ST JAMES'S PRIVATE CLIENTS LIMITED (no longer approved here)

    FRN 458357

    • CF1 Director (23 Apr 2012 to 27 Dec 2013)
    • CF10 Compliance Oversight (23 Apr 2012 to 27 Dec 2013)
    • CF11 Money Laundering Reporting (23 Apr 2012 to 27 Dec 2013)
    • CF30 Customer (23 Apr 2012 to 27 Dec 2013)

Recent activity

Updates to this individual's record on the FCA register.

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