Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • [FCA CF] Client dealing (28 Feb 2024 to 2 Jul 2025)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • [FCA CF] Material risk taker (17 May 2017 to 2 Jul 2025)
    • [FCA CF] Manager of certification employee (21 Apr 2017 to 1 Jun 2022)
    • [FCA CF] Client dealing (19 Dec 2016 to 2 Jul 2025)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.