Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
    • Responsibility for MCD Intermediation (since 15 Aug 2022)
    • Responsible for Insurance Distribution (since 15 Aug 2022)
    • SMF16 Compliance Oversight (since 15 Aug 2022)
    • SMF3 Executive Director (since 15 Aug 2022)
  • Headley Financial Services Limited (no longer approved here)

    FRN 527443

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2022)
    • CF30 Customer (4 Jan 2011 to 8 Dec 2019)
  • Headley Financial Services Limited (no longer approved here)

    FRN 125159

    • (8)Employed By (3 Jul 2000 to 30 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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