Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Woods Mortgages Ltd
FRN 956661
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 15 Aug 2022)
- Responsibility for MCD Intermediation (since 15 Aug 2022)
- Responsible for Insurance Distribution (since 15 Aug 2022)
- SMF16 Compliance Oversight (since 15 Aug 2022)
- SMF3 Executive Director (since 15 Aug 2022)
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Sep 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 8 Sep 2022)
- CF30 Customer (4 Jan 2011 to 8 Dec 2019)
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- (8)Employed By (3 Jul 2000 to 30 Dec 2010)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.