Jonathan Charles Pain

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • SMF16 Compliance Oversight (25 May 2016 to 1 Mar 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • SMF16 Compliance Oversight (25 May 2016 to 1 Mar 2017)
    • CF28 Systems and controls (15 Aug 2013 to 6 Mar 2016)
    • CF29 Significant management (15 Aug 2013 to 15 Aug 2013)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • SMF16 Compliance Oversight (25 May 2016 to 1 Mar 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Jun 2003 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 6 Feb 2003)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (20 Jun 2003 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (20 Jun 2003 to 31 Oct 2007)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • CF3 Chief Executive (1 Dec 2001 to 6 Feb 2003)
    • CF1 Director (1 Dec 2001 to 6 Feb 2003)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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