Jonathan Charles Blain

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Greenwood Financial Planning LLP

    FRN 518096

    • SMF27 Partner (since 4 Nov 2024)
  • IPS Capital LLP

    FRN 471375

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 13. Giving personal recommendations on and dealing with derivatives
    • 14. Managing investments
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (6 Nov 2007 to 30 Sep 2018)
    • CF4 Partner (6 Nov 2007 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (6 Nov 2007 to 30 Oct 2013)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (4 Feb 2020 to 8 Jun 2023)
    • [FCA CF] Functions requiring qualifications (4 Feb 2020 to 8 Jun 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.