Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (14 Feb 2023 to 5 Sep 2023)
    • [FCA CF] Manager of certification employee (14 Feb 2023 to 5 Sep 2023)
    • [FCA CF] Material risk taker (20 Dec 2016 to 1 Feb 2026)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2016 to 1 Feb 2026)
    • CF28 Systems and controls (25 Mar 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Manager of certification employee (20 Dec 2016 to 11 Nov 2019)
    • [PRA CF] Managing a material risk taker (20 Dec 2016 to 11 Nov 2019)
    • [FCA CF] Material risk taker (20 Dec 2016 to 9 Dec 2019)
    • [PRA CF] Significant risk taker or Material risk taker (20 Dec 2016 to 9 Dec 2019)
    • CF28 Systems and controls (25 Mar 2013 to 6 Mar 2016)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • CF28 Systems and controls (25 Mar 2013 to 2 Dec 2016)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • CF28 Systems and controls (25 Mar 2013 to 2 Dec 2016)
  • TSB Bank plc (no longer approved here)

    FRN 191240

    • CF28 Systems and controls (2 Dec 2001 to 5 Feb 2013)

Recent activity

Updates to this individual's record on the FCA register.

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