Jonathan Broer

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • SMF22 Other Local Responsibility (14 Mar 2022 to 31 Oct 2022)
    • [FCA CF] Client dealing (1 Sep 2018 to 30 Dec 2022)
    • [FCA CF] Manager of certification employee (1 Sep 2018 to 13 Jul 2022)
    • [FCA CF] Material risk taker (1 Sep 2018 to 13 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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