Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J FINANCE LTD
FRN 442742
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- [FCA CF] Client dealing (9 Dec 2019 to 24 Nov 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 16 Aug 2024)
- SMF3 Executive Director (9 Dec 2019 to 13 Nov 2025)
- [FCA CF] CASS oversight function (9 Dec 2019 to 26 Nov 2024)
- [FCA CF] Significant management (9 Dec 2019 to 26 Nov 2024)
- [PRA CF] Key function holder (9 Dec 2019 to 26 Nov 2024)
- SMF16 Compliance Oversight (9 Dec 2019 to 26 Nov 2024)
- Responsible for Insurance Distribution (1 Oct 2018 to 26 Nov 2024)
- Responsibility for MCD Intermediation (6 Oct 2016 to 26 Nov 2024)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF11 Money Laundering Reporting (3 Jan 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (3 Jan 2006 to 31 Mar 2009)
- Responsible for Insurance Mediation (3 Jan 2006 to 30 Sep 2018)
- CF10 Compliance Oversight (3 Jan 2006 to 8 Dec 2019)
- CF1 Director (3 Jan 2006 to 8 Dec 2019)
- CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
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- [FCA CF] Functions requiring qualifications (26 Jul 2022 to 28 Apr 2023)
- [FCA CF] Client dealing (26 Jul 2022 to 28 Apr 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.